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Joint program organised with Institute of Compliance Officer
2007-09-26 14:43:20     Sources : back
Joint program organised with Institute of Compliance Officer (ICO)      

 The Insitute of Compliance Officer

 Joint Program organised by the SIRFP and the Institute of Compliance Officer was successfullly held on 29 and 30 March 2006. Members of both associations were invited to attend.
 

 

 

 
Agenda and speakers were listed as below:
 
Topic 1: Directors Duties in HK
Mr Herbert Hui, JP, Chairman, HK Institute of Directors
Mr Peter Tashjian, CEO, ICO
 
Topic 2: Directors Duties in the PRC
Mr Patrick Lau, Baker McKenzie
 
Topic 3: Role of Sponsors in HKEx Listing
Mr Richard Winter, Managing Director, Quam Capital
 
Topic 4: Insider Dealing Perspectives and Practical Considerations
Mr Peter Davies, Barrister, Alexandra House Chambers
Mr Gavin Nesbitt, Partner, Deacons
 
Topic 5: An Overview of CEPA
Ms Peong Leung, Principal Trade Officer
Trade & Industry Department
 
Topic 6: Key Financial Planning Considerations for Practitioners
Mr Johnny Lui, Managing Director, Core Corporate Communications
 
Topic 7: Regulation of HK Insurance Intermediaries
Mr David Liu, Senior Insurance Officer,
Office of the Commissioner of Insurance
 
Topic 8: Insurance Law Reform, Credit Risk and D & O Insurance
Mr Simon McConnell, Partner
Allens Arthur Robinson