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Course for the Branch Management
2007-09-22 01:22:15     Sources : back
Course for the Branch Management       
 
Program Code: CL200511_Eng

Investment Planning Certificate

Program Code: CL200510

Course for the Branch Management

TOPIC: AN OVERVIEW OF THE REGULATORY REGIME IN HONG KONG
  • Background of local regulator and their different functions:
  1. Role of HKMA
  2. The Banking Ordinance
  3. Authorized Institutions and scope of business
  • Fully Licensed Banks
  • Restricted Licensed Banks
  • Deposit Taking Company
     4. Ways of regulation
  • Guidelines
  • Supervisory Policy Manual
  • Offsite / Onsite Inspection
  • Liquidity
  • Risk Control
  • Internal Control and Compliance (Basel / US Patriotic Act / FATF / -AML / Terrorist)

TOPIC: BANKING PRODUCT AND BANKING OPERATIONS

  1. Introduction
  • Historic Consumer Banking Development in Hong Kong
    2. Product range of Consumer Banking
  • Customer Segmentation of Consumer Banking
  • Evolvement of Wealth Management Services in Hong Kong
  • Private Banking (general description of the services provided to private banking customer)
  • Customer Segmentation and Target Group
  • The Progress from Traditional Interest Income to Fee Income
  • Changes of the branch management (full banking branch operation to marketing point, decentralization to centralization of operations)
   3. Product of the traditional banking product
  • Deposit - type of the deposit and account opening
  • Credit and Loan - Credit Risk Management, Credit Analysis technique and loan administration
  • Foreign Exchange and New Development - Dealing procedure, Settlement procedures and software application (REUTER Dealing system, Real Time Gross Settlement (RTGS) and SWIFT, ISDA...)
  • Bills (Documentary Credit) operation - Import and Export transactions, UCP (standardization of the bills operations and format)
  • Anti-Money Laundering measures and application of measures
Date of commencement: To be confirmed
Duration                      : 24 hours (twice weekly)
Tuition fee                   : HK$4,800 (member)
                                   HK$6,800 (non-member)